Senior Trade and Transaction Reporting Officer

  • Sector: LMA UK Operations
  • Contact: Daniel Baker
  • Contact Email:
  • Client: LMA
  • Location: London
  • Salary: £60000 - £65000 per annum
  • Expiry Date: 15 December 2021
  • Job Ref: DB85lh07_1636971198

I am working with a unique and truly exciting bank in the recruitment of an Trade and Transaction Reporting Officer.

This is a first line of defence SME role which will primarily cover our UK FX business.

Responsibilities include:

  • Daily BAU exception investigation for all trade and transaction reporting
  • Resolution and root cause analysis of any reporting failures or other issues, working with IT to remediate
  • Own the Quality Assurance Process - ensuring external vendors are engaged and manage exceptions to closure
  • End to end reconciliation of Transaction reporting for completeness
  • Ownership of risk events and managing of Errors and Omissions process
  • Oversight of regulatory change impacting trade and transaction reporting
  • Provide SME input into relevant projects where Regulation is to be considered
  • Maintain and create a robust controls framework for any Operations related regulatory responsibilities
  • Develop MI to report framework status to COO
  • Ownership of MiFID reports

To be successful in the role the ideal candidate will be able to demonstrate their SME knowledge in the following areas of regulation - EMIR, Dodd Frank, MIFID and SFTR. In return they are offering a salary up to £65,000 plus excellent benefits and bonus.