Accessability Links

Senior Executive - Regulatory Consultancy

  • Location: London
  • Sector: Compliance
  • Salary: £90000 - £95000 per annum
  • Job type: Permanent
  • Date posted: 21/01/2018
  • Job reference: 26330
This vacancy has now expired.

My client is a global regulatory compliance consultancy

It has an immediate requirement for a proven leader to help in driving the business further forward


  • Interacting with the Senior Management of investment clients and regulatory authorities.
  • Building and developing client relationships while also identifying and sourcing new opportunities with existing or new clients.
  • Act as a key point of contact for clients on engagement delivery on a daily basis while executing on client deliverables.
  • Team leadership including training, managing, mentoring and developing your own team within the wider regulatory team
  • Thought leadership including producing articles and involvement in the team's marketing strategy
  • Provide technical expertise on complex issues around FCA regulations registration, ongoing compliance issues and reporting (financial and non-financial)
  • Developing the firm's intellectual property including compliance manuals, policies and client monitoring programmes
  • Strong knowledge of FCA prudential categories, ICAAPs, financial and non-financial returns
  • Sound knowledge of US (SEC and CFTC) requirements would be an advantage and stay abreast of relevant regulatory developments and lead the development of the Firm's response to new regulations
  • Ensuring profitable client relationships through.the active management of service delivery


  • Extensive experience within the legal/consulting/professional services capacity focused on regulatory compliance. A previous experience from the FCA would be of great benefit
  • Bachelor's degree is required
  • Proven client relationship experience; giving advice on regulatory matters and demonstrable strong technical skills in regulatory compliance issues.
  • Detailed MiFID II knowledge would be a distinct advantage
  • Demonstrable experience in building and managing project teams to address complex issues and deliver practical, commercial solutions.
  • Excellent oral and written communication skills with the ability to provide clear and concise analysis and recommendations.
  • Ability to lead and manage day to day aspects of engagement activities and an ability to work with clients.
  • Deep knowledge of the investment sector , and SEC knowledge would be advantageous.

For a full briefing on this role please contact :

Fergus Hooley

0207 246 1991

Who we work with

Other Clients