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Operations Compliance Advisory

  • Location: London
  • Sector: Compliance
  • Salary: Up to £660 per day
  • Job type: Contract/Interim/Temporary
  • Date posted: 10/05/2019
  • Job reference: 58393
This vacancy has now expired.

A new opportunity is now available within an International Bank in the City as Operations Compliance Advisory. The role is within the Capital Markets Compliance advisory team and will involve frequent interaction with various Front Office teams and the Functions within Capital Markets.

As an Operations Compliance Advisory your responsibilities will include:

  • Maintaining a detailed knowledge of applicable banking regulations, best practices and relevant internal policies and procedures.
  • Designing and maintaining policies and procedures to address identified regulatory risks.
  • Devising and delivering Compliance training to businesses which comprise primary areas of responsibility.
  • To be an integral part of the compliance team, assisting other team members and undertaking ad-hoc assignments as required.
  • Issue guidance as and when required to the front office regarding current or new regulatory requirements issued by the FCA and other relevant bodies.

You must have knowledge of primary and secondary UK financial services legislation as well as a good understanding of products traded in Global Markets.

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