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Investment Compliance Oversight

  • Location: City of London, London
  • Sector: Finance
  • Salary: £50000 - £70000 per annum
  • Job type: Permanent
  • Date posted: 29/01/2018
  • Job reference: 29018
This vacancy has now expired.

My client is a young and innovative provider of diverse fund services across the UK and Europe. It operates from centrally located offices and has the financial backing of a multi billion dollar investment group

This is a newly created role and will involve supporting the business in developing , management and overseeing all of the third-party investment manager relationships and their respective funds

A full specification can be made available however the key responsibilities will include :

*Oversight of Investment Managers and their assets

*Due diligence of the above

*Breach investigation

*Co-ordination of compliance monitoring programme

*Reviewing daily investment compliance alerts


*Strong knowledge of UK FCA compliance regime

*Detailed knowledge of UCITS and AIFMD investment restrictions

*Knowledge of UK and Ireland fund structures

*Good knowledge of diverse asset classes

Please contact Fergus Hooley for more information

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