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Compliance Officer

  • Location: Richmond upon Thames, London
  • Sector: Compliance
  • Salary: £30000 - £35000 per annum
  • Job type: Permanent
  • Date posted: 21/06/2019
  • Job reference: 58792

A fantastic opportunity has arisen at an at a large Asset Leasing firm in West London. They are looking for a Compliance Manager in order to join their growing team.

Should you be successful your responsibilities will include but are not limited to:

  • Deliver compliance inductions to all new joiners.
  • Update & write internal compliance policies & procedures and take full responsibility for these areas as allocated.
  • Review and summarise regulatory updates.
  • To help meet the FCA's principle of TCF monitor customer feedback through returned customer surveys. Investigate any negative feedback and collate quarterly reports for the board.
  • Raising the agenda for the fortnightly compliance forum and minute taking of the meeting.


As this role is with a major Asset Leasing firm they are looking for an ideal candidate, one who is experienced with FCA regulations, as well as SMCR. You must have experience within Compliance in order to be considered for the role.

The starting salary for this position will range between £30,000 and £35,000 plus benefits; dependent upon experience. These include a great work life balance and great opportunities for bonuses and internal promotions.

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