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Compliance Monitoring Manager

  • Location: City of London, London
  • Sector: Compliance
  • Salary: £350 - £400 per day
  • Job type: Contract/Interim/Temporary
  • Date posted: 11/09/2019
  • Job reference: 59453

LMA Recruitment's client is a Bank in the City, looking for a Compliance Manager to provide effective compliance monitoring and advice to the business as part of the second line defence for the bank.

Responsibilities of this role include, but are not limited to:

  • Designing and implementing a compliance monitoring plan with the Head of Compliance
  • Carrying out compliance monitoring in line with the plan
  • Liaising with counterparties to obtain required documentation
  • Supporting the Head of Compliance in providing advice to the business
  • Assisting the head of compliance in maintaining policies to expected standards

Requirements for this role include, but are not limited to:

  • Ideally, use of Olympic and Dow Jones
  • Banking experience either in internal audit, compliance or a regulatory environment
  • Strong knowledge of FCA and PRA regulation (SYSC, BCOBS, SUP, PRIN etc)
  • Awareness and understanding of AML and compliance

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