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Compliance Monitoring

  • Location: City of London, London
  • Sector: Compliance
  • Salary: £50000 - £60000 per annum
  • Job type: Permanent
  • Date posted: 08/05/2019
  • Job reference: 58373
This vacancy has now expired.
A unique opportunity has arisen with an exciting international bank within a buy-side firm within the City of London. They are looking for a Compliance Monitor to join their growing business.

Some of the responsibilities within the role will include, but are not limited to:

  • Produce high quality monitoring reports.
  • Create a risk-based process for carrying out the compliance monitoring.
  • Maintain working papers to evidence the review, reporting and follow up process. Through this process ensure that appropriate controls are in place to mitigate the risk of non-compliance.
  • Assist with the production of the group compliance manual and provide training as necessary to ensure that the business is compliant with its content.

Knowledge of PRA and FCA rules is vital to success with this role, as is knowledge of the Money Laundering Regulations, Bribery Act requirements and other financial crime matters.

The starting salary for this position will range £50,000 to £60,000 dependent upon experience, plus bonus, and benefits. These include a great work life balance and a family feel culture. Due to the ambitious nature of the bank and the growth potential there are excellent career progression opportunities form this position.

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