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Compliance Manager

  • Location: City of London, London
  • Sector: Compliance
  • Salary: £400 - £500 per day
  • Job type: Contract/Interim/Temporary
  • Date posted: 03/02/2020
  • Job reference: SCAL60330

LMA Recruitment's client is a multi-national Bank in the City looking for an interim Compliance Manager to support the CRO/CCO and team.

Responsibilities of this role include, but are not limited to:

  • Assisting the CCO/CRO to develop, implement and maintain a risk-based Compliance Monitoring Framework, which clearly defines the Compliance Risk Universe.
  • Assisting the CCO/CRO to develop the Annual Compliance Risk Assessment (ACRA) and the associated Compliance Monitoring Plans and Schedules
  • Tracking & Monitoring impending regulatory change from jurisdictions that impact the Bank. This includes all applicable laws, codes, rules and regulations
  • Developing KPI's and other relevant MI to ensure that senior management are appropriately advised to enable informed decision making

Requirements for this role include, but are not limited to:

  • Detailed knowledge of financial services regulations relevant to the Bank's activities
  • Knowledge and experience of compliance and governance frameworks, methodologies and emerging practice, compliance monitoring and risk assessments in the context of the UK financial services industry
  • Previous experience training and supporting members within a team

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