Compliance Assistant

  • Sector: LMA UK Business Support
  • Contact: Jenny Maxwell
  • Contact Email:
  • Duration: ongoing
  • Start Date: asap
  • Client: LMA
  • Location: City of London
  • Salary: Up to £100 per day + holiday pay
  • Expiry Date: 10 June 2022
  • Job Ref: BBBH395271_1652434670

A leading global investment management firm requires an enthusiastic and capable graduate calibre administrator to assist their compliance team for a minimum of 6 months

Key Responsibilities

 Regular monitoring tasks (e.g. check of collateral for agency lending and OTC derivatives, the check of debit interest, the reporting of guideline check results to special custodians, answering breach-related custodian and auditor requests, potentially the analysis of automated guideline check results and takeover of temporary backup roles),
 The support of change projects (e.g. robotics process automation, analysis tasks, management reporting, documentation etc.)
 Proactively improving run processes by the use of VBA and/or other technology
 Performing quality control checks

Skills and Experience

 Reliable, precise, analytic and service-orientated
 A Business, Economics or Finance related degree of equivalent would be desirable
 Good command of Microsoft Office tools, in particular MS Excel
 Programming skills (e.g. VBA)
 Motivated, can work without close supervision and have self-starting capabilities
 Curious, ask the right questions and challenge the status quo

If you possess the relevant skills and experience and are available immediately, please submit your CV today