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Compliance/AML Manager - LMA Exclusive

  • Location: London
  • Sector: Compliance
  • Salary: £50000 - £55000 per annum
  • Job type: Permanent
  • Date posted: 14/03/2019
  • Job reference: LH130785
This vacancy has now expired.

Reporting to the Head of Compliance

Key Responsibilties

*Liaise with MLRO to ensure that KYCs are up to date and current for all customers

* Perform all of the necessary checks in line with the KYC procedures outlined by the MLRO/ Compliance Team.

* Liaise with counterparties (if required) to obtain the required documentation

* As required, investigate information found (e.g. PEPS, adverse media) and report accordingly to the MLRO.

* Monitor and maintain MIS (database system) for the outstanding KYC encompassing (a) Customers (b) Group Companies

* Creating and producing reports on AML and monitoring within the business

* Carry out other ad-hoc projects and reviews under the direction of the Head of Compliance

* To ensure that you comply with all Bank policies and procedures

* Ensure that customers are treated fairly at all times (internal and external)

* Conduct internal and external monitoring

* Lead on online Training portal.

* Key Compliance contact for key outsourcing relationships.

Candidates will be well experienced within banking - whether in internal audit , compliance or a regulatory environment

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