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AML Risk Manager/DMLRO

  • Location: London
  • Sector: Compliance
  • Salary: Negotiable
  • Job type: Permanent
  • Date posted: 22/08/2018
  • Job reference: 30928
This vacancy has now expired.

This global financial services group is seeking a strong candidate to join its growing team of AML professionals. The AML Risk Manager must have a deep knowledge of BSA/AML and Sanctions laws, as well as strong expertise in EU AML and Sanctions regulations

In addition, the candidate must have the knowledge and leadership to guide the business in complying with all policies and procedures and all applicable government regulations, including but not limited to, the Bank Secrecy Act and other Anti-Money Laundering regulations.

The AML Risk Manager must stay abreast and be knowledgeable of all related policies, procedures and regulations to remain proficient in all job responsibilities.

The Manager must be able to assess complex regulatory situations and assist business leaders in operationalizing the requirements

The candidate must have the ability to work with internal and external auditors and regulatory examiners by providing full cooperation and timely delivery of requested documentation and information.

The AML Risk Manager will provide oversight of business line and operational AML and Sanctions programs, and assist with overall compliance for the Enterprise.

Essential duties will include but not be limited to:

  • Overseeing the implementation of the BSA/AML Program consistent with regulatory expectations and industry practice for the Global Securities Service business line
  • Oversight and guidance to the business in the development of effective processes for customer due diligence, periodic review, and enhanced due diligence for higher risk customers
  • Strong guidance and credible challenge to senior business leaders in their implementation of financial crimes controls
  • Provide subject matter/industry expertise regarding inherent risks and associated controls relevant to the Securities Services business
  • Provide guidance to other teams regarding appropriate mitigation strategies for AML risk related to applicable business line
  • Point of escalation for all issues/regulatory AML matters for applicable business line
  • Develop and maintain AML risk assessments and provide guidance for associated action plans

Qualifications

  • Bachelor's degree, or equivalent work experience; CAMS or CFE certification are favourably considered
  • Seven to ten years of experience in an applicable risk management environment
  • Applicable professional certifications

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