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Head of Compliance : Collegiate Organisation

  • Location: London
  • Sector: Compliance
  • Salary: £80000 - £110000 per annum
  • Job type: Permanent
  • Date posted: 10/11/2017
  • Job reference: 28394

The position will assume responsibility for all regulatory aspects of the firm's business

Key Responsibilities

* Develop an effective compliance monitoring programme

*Project manage MiFiD2 , SMR , GDPR

*Interpret and implement regulatory change and developments

*Ensure that the highest possible regulatory standards are met

*Developing an excellent compliance culture

*Managing a small team


*Prior experience of undertaking the CF10 function or a strong relevant background with a willingness to step-up to a more senior role of CF10/11

*Experience from consulting firms would also be considered , as well as in-house - with a sound knowledge of financial products

Please apply online

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