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Head of Compliance - Banking/Lending - Exclusive

  • Location: London
  • Sector: Compliance
  • Salary: £100000 - £101000 per annum
  • Job type: Permanent
  • Date posted: 29/11/2017
  • Job reference: 223399
This vacancy has now expired.

Our client is a innovative financial services group

Key Responsibilities

Responsible for developing and delivering an effective, high quality, risk based compliance process, including the administration oversight and monitoring programme across all of business
Assess the adequacy and effectiveness of the measures, controls and procedures put in place to address compliance with a particular focus on FCA regulatory obligations and where appropriate other regulatory requirements including Global Data Protection Regulations and anti money laundering requirements.
Ensure the adherence to all applicable laws and regulations, providing relevant advice to senior management and staff in regard to all regulatory issues
Minimise exposure to regulatory risk in ways which supports commercial activities.
Be registered as CF10 & CF11 for the FCA and act as the main point of contact to the UK regulator (FCA)
Ensure adherence to relevant and applicable internal regulations as required from time to time. Ensure adherence to all Compliance requirements as required by relevant regulators within the remit of this role.
Lead process including ownership of the Group Risk Register and risk appetite framework.
This is a new position. The successful candidate will therefore need to initially carry out a review of compliance requirements and bring forward proposals on appropriate levels of resourcing and organisational support.

It is essential that you have held senior compliance roles in an FCA regulated business

Experience of banking/lending and the AIFMD would be deeply advantageous

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