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Compliance Oversight (Investment Management)

  • Location: London
  • Sector: Compliance
  • Salary: £60000 - £70000 per annum
  • Job type: Permanent
  • Date posted: 14/02/2018
  • Job reference: FH2018
This vacancy has now expired.

I am presently recruiting for this newly created compliance oversight role within a start-up fund operative
The company itself is based from very centrally located London offices. Whist the office is presently small it is a very friendly and welcoming environment , and the plan is to double its size by the close of 2018
Additionally the firm is majority owned by a global asset administrator which administers in excess of £40 billion.
The London office has a broad offering which it offers to a blue-chip client base across UK and mainland Europe
This exciting position will support the business in the oversight of all third party investment management relationships and the assets that they may hold


A full specification is now available however key responsibilities will include inter alia

*Reviewing assets and deeming eligible per the FCA rules (COLL/FUND)
*Reviewing investment borrowing power/prospectus rules on the funds
*Reviewing the Investment Managers systems and controls (Fund/Corporate)
*Reviewing fund liquidity
*Reviewing Eligible Markets.

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