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Compliance Consultancy - Multiple positions (Buy-Side)

  • Location: London
  • Sector: Compliance
  • Salary: £45000 - £110000 per annum
  • Job type: Permanent
  • Date posted: 10/01/2019
  • Job reference: FH040119

Compliance consultancy continues to flourish in London , as firms increasingly look to outsource their regulatory obligations to senior specialists

Our client is well-established and has a reputation second to none

This is a varied role and responsibilities include (but are not limited to):

  • Provide clients with responsive regulatory advice and solutions
  • Update clients on regulatory change and how it impacts their business
  • Draft manuals and other compliance documentation for clients
  • Set up relevant compliance infrastructure for clients
  • Carry out regular compliance monitoring reviews onsite with clients, and subsequently write compliance monitoring reports
  • Lead compliance project assignments across a diverse range of clients

Key Skills / Experience:

  • Proven compliance expertise gained over a number of years across
  • Compliance consultancy
  • Asset / Investment Management
  • Hedge funds
  • Private Equity
  • Ability to implement solutions to address the regulatory requirements of the client
  • Sound knowledge of FCA handbooks
  • Experience of monitoring and the ability to develop compliance monitoring programmes and techniques

For this hire there is a strong preference for someone who has:

  • Developed their compliance expertise on the buy-side, ideally with a focus on asset management, hedge funds, etc
  • Generalist experience as opposed to niche exposure (i.e. financial crime)
  • Experience of running and developing compliance monitoring programmes
  • Solid knowledge of the rules / handbooks
  • Strong client facing ability
  • Excellent oral and written communication skills

This is an established firm with a proven client base and solid infrastructure where you will find the opportunity to work with a diverse client base. There are excellent opportunities to learn / develop and get involved in a broad range of work.

It has a supportive team environment and offer the potential for flexible working.

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