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Compliance Assistant - Private Equity

  • Location: City of London, London
  • Sector: Compliance
  • Salary: Negotiable
  • Job type: Contract/Interim/Temporary
  • Date posted: 09/07/2019
  • Job reference: 58926
This vacancy has now expired.

LMA Recruitment's client is a Private Equity Firm in London, looking for a Compliance Assistant on a 2 day a week basis.

Responsibilities of this role include, but are not limited to:

  • AML/KYC checks on investors
  • Compiling and maintaining KYC packs for entities and providing AML material counterparties of the firm (including banks) and its portfolio companies
  • Responsible for sanction checking including ongoing screening
  • Review and update of the Compliance Monitoring Programme
  • Monitoring of compliance programme
  • Assist compliance officer in revision of compliance programme in response to changing needs of the firm, laws and government policies
  • Assist with FCA submissions and applications

Requirements of this role include, but are not limited to:

  • Business, Finance, Economics or Law degree programme
  • Experience of private equity an advantage
  • Previous compliance experience in a financial services firm is essential

This opportunity is a 12 month FTC and will be on a 2 day per week basis (days to be agreed).

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