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Compliance Assistant - Global Hedge Fund

  • Location: London
  • Sector: Compliance
  • Salary: £40000 - £50000 per annum
  • Job type: Permanent
  • Date posted: 08/11/2017
  • Job reference: 28415

Our client is a global hedge fund with significant multibillion dollar assets under management .

The London office is collegiate and close-knit has around 30 people, all working together in an informal open plan office. There is one dedicated Compliance Officer who reports into the COO.

Key Responsibilities

Assist compliance officer with general day to day compliance tasks

Assist with the maintenance of compliance policies and procedures and manual to reflect changing business and regulations, and provide compliance guidance/advice to all employees

Conduct reviews of marketing materials Assist with building global compliance program

Assist with daily trade and surveillance monitoring and investment compliance

Assist with compliance system and maintenance and review of employees conflict of interest attestations

Assist with keeping abreast of the ever-changing regulatory landscape including analysis, interpretation and applicability to business

Assist with global registrations with regulators

Assist with development and delivery of training for all employees

Assist with regulatory filings and reporting such as Form ADV, Section 13F & 13H Reporting, 7R, 8R, PQR, ICAAP, EMIR

Essential skills

Undergraduate with a good degree pass

Minimum one to two years' experience in investment or asset management with knowledge/awareness of FCA, CFTC, SEC and SFC regulations

Must demonstrate accuracy and attention to detail

Strong written and verbal communication skills

To be able to work independently and within a small team

Strong communication skills and willingness to work with all employees and partners

Able to work in a fast paced, constantly changing environment, and prioritise work accordingly

Who we work with

Other Clients