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Charles River Compliance Analyst

  • Location: City of London, London
  • Sector: Compliance
  • Salary: £575 - £650 per day
  • Job type: Contract/Interim/Temporary
  • Date posted: 23/08/2019
  • Job reference: 59306

LMA Recruitment's client is a large asset manager looking for a Compliance Analyst to join their portfolio monitoring team on a temporary contract.

Within this role, you will be identifying and coding Pre- and Post-Trade compliance restrictions in line with centrally agreed Standards and Definitions.

Responsibilities of this role include, but are not limited to:

  • Reviewing client contracts and contract amendments to identify all required restrictions
  • Working with Compliance teams and Regulatory experts to identify Regulatory restrictions
  • Working with Internal Management to identify additional Internal Management restrictions
  • Then for each identified set of restrictions, identifying the data sets required to support the coding
  • Coding the restrictions into the Charles River platform
  • Ensuring that all new rules coded into Charles River relating to Regulatory/Client/Product restrictions are tested adequately both for accuracy of coding and interpretation
  • Capture the review and interpretation of Regulatory/Client/Product restrictions into Portfolio Monitoring systems

Requirements for this role include, but are not limited to:

  • Charles River Advanced Coding or equivalent
  • Investment operations qualifications (IAO/IAQ) or Investment Management Certificate
  • Intermediate to advanced Excel knowledge (VBA would be useful)

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