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UK Head of Regulatory Compliance

  • Location: London
  • Sector: Compliance
  • Salary: £140000 - £150000 per annum
  • Job type: Permanent
  • Date posted: 14/08/2017
  • Job reference: DB123

The UK Head of Regulatory Compliance

Reporting into the Head of Compliance , for whom you will also deputise

On a day-to-day basis you will manage the UK Regulatory Compliance team as well as providing oversight of all current and upstream Financial Crime Compliance risks

A full specification is available upon request however key responsibilities will include :

*Ensuring that all branches and subsidiaries are fully compliant

*Providing compliance advisory and oversight support to the firm

*Provide support on investment suitability

*Regulatory developments


Experience

*Candidates will have extensive experience of UK compliance regime - ideally from a private banking environment

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