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UK Head of Compliance - Private Bank

  • Location: London
  • Sector: Compliance
  • Salary: £140000 - £150000 per annum
  • Job type: Permanent
  • Date posted: 27/07/2017
  • Job reference: DB!11

The role holder will manage the UK Regulatory Compliance team of a Private Bank. You will also deputise for the Head of Compliance with oversight of the Financial Crime Compliance team and Compliance Monitoring Team.

This is a key strategic risk management role within the business that involves leadership and covers a broad remit and responsibilities in all aspects in Compliance and Financial Crime Compliance.

Responsibilities of the roles include -

  • Responsible for ensuring that the all the Banks branches and subsidiaries are operating in a manner consistent with all regulations both internal and external
  • Liaison for all regulatory matters
  • Responsible for the UK implementation of Compliance policies
  • Ensuring adequate Compliance training for all staff
  • Provide monitoring and control support

The successful Compliance professional will have strong commercial and operational understanding of working in a private bank. Comprehensive understanding of all current and evolving regulations is a must and since there will be significant engagement with board members and regulators experience of this would be advantageous.

The role is offering a salary up to £140,000 - £150,000 plus excellent benefits and bonus.

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